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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-15 |
| KY | RA | APPROVED | 2010-09-30 |
| IN | RA | APPROVED | 2005-12-06 |
Branch Locations
Louisville, KY • United States
297 N Hubbards Ln 2Nd & 3Rd Fl, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Louisville | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Louisville | KY | 11/2016 | Present |
POWER OF ATTORNEY FOR BROTHER; INVESTMENT RELATED; LOUISVILLE, KY; START DATE 3/18/2013; 0 HRS PER MONTH. RENTAL PROPERTY; INVESTMENT RELATED; LOUISVILLE,KY; 100% OWNERSHIP; START DATE 09/01/2020; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, LOUISVILLE, KY, 100% OWNERSHIP, START DATE 11/1/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, LOUISVILLE, KY, 100% OWNERSHIP, START DATE 9/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, MAINTAIN PROPERTY.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-05 |
| S65 | Uniform Investment Adviser Law Examination | 1995-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-11 |
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