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John Douglas Roszell

Osaic Wealth, Inc.

Knoxville, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • TN RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

608 Mabry Hood Rd, Suite # 202-7, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Knoxville TN 03/2010 09/2020
Securities America, Inc. Knoxville TN 09/2020 06/2024
Securities America Advisors, Inc. Knoxville TN 09/2020 06/2024
Osaic Wealth, Inc. Knoxville TN 06/2024 Present
Osaic Wealth, Inc. Knoxville TN 06/2024 Present
  • 03/2010 → 09/2020
    Securities Service Network
    Knoxville, TN
  • 09/2020 → 06/2024
    Securities America, Inc.
    Knoxville, TN
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Knoxville, TN
  • 06/2024 → Present
    Knoxville, TN
  • 06/2024 → Present
    Knoxville, TN
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Knoxville, TN
  • 2010-03-23 → 2020-09-18
    Ssn Advisory, Inc.
    Knoxville, TN
  • 2005-08-18 → 2010-03-24
    Woodbury Financial Services, Inc.
    Knoxville, TN
    Knoxville, TN
  • 2004-02-02 → 2005-08-29
    Morgan Stanley Dw Inc.
    Knoxville, TN
Other Businesses

1. BLUE CROSS BLUE SHIELD OF TN POSITION: Sales NATURE: Blue Cross/Blue Shield of TN INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2010 ADDRESS: 1 Cameron Hill Circ, Chattanoogas TN 37402 DESCRIPTION: Health Insurance Plans Minimal Activity 2. ADOPT A GOLDEN KNOXVILLE (AGK) POSITION: Transporter NATURE: Golden Retriever Rescue INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2016 ADDRESS: PO Box 11822, Knoxville TN 37939 DESCRIPTION: I am a transporter - when a dog (orphan) needs to get from point "A" to point "B" I am available after work hours and weekends for this organization Prior to this position, I was an Application Coordinator - I interviewed and did home visits with prospective applicants (adopter) 3. DBA - Roszell Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 1995-02-17
  • S66 Uniform Combined State Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    1995-02-17
Other Names
  • John D Roszell

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