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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
608 Mabry Hood Rd, Suite # 202-7, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Knoxville | TN | 03/2010 | 09/2020 |
| Securities America, Inc. | Knoxville | TN | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Knoxville | TN | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Knoxville | TN | 06/2024 | Present |
| Osaic Wealth, Inc. | Knoxville | TN | 06/2024 | Present |
1. BLUE CROSS BLUE SHIELD OF TN POSITION: Sales NATURE: Blue Cross/Blue Shield of TN INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2010 ADDRESS: 1 Cameron Hill Circ, Chattanoogas TN 37402 DESCRIPTION: Health Insurance Plans Minimal Activity 2. ADOPT A GOLDEN KNOXVILLE (AGK) POSITION: Transporter NATURE: Golden Retriever Rescue INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2016 ADDRESS: PO Box 11822, Knoxville TN 37939 DESCRIPTION: I am a transporter - when a dog (orphan) needs to get from point "A" to point "B" I am available after work hours and weekends for this organization Prior to this position, I was an Application Coordinator - I interviewed and did home visits with prospective applicants (adopter) 3. DBA - Roszell Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-17 |
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