David A Newman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-19
TX	RA	APPROVED	2022-04-12
NY	RA	APPROVED	2021-04-16

FL RA
APPROVED

Since 2023-01-19
TX RA
APPROVED

Since 2022-04-12
NY RA
APPROVED

Since 2021-04-16

Branch Locations

Boynton Beach, FL • United States

6900 Jericho Tpke Ste 201, Syosset, NY 11791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Syosset	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Syosset	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Syosset, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Syosset, NY

Other Businesses

Business Ownership; Resource Management Partners; Pay health insurance; I deposit a personal check into the LLC and write an LLC check for the health insurance premium; 6900 Jericho Turnpike, , Syosset, NY, 11791; Not Investment-Related; 07/21/2011; 1 to 9 hours per month; 0 during trading hours / Newmanplan LLC; Owner; Used to pay health insurance; 26 Southport Lane, , Boynton Beach, FL, 33436; Not Investment-Related; 01/01/2026; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-06
S63	Uniform Securities Agent State Law Examination	1995-01-31

S65 Uniform Investment Adviser Law Examination

1997-05-06
S63 Uniform Securities Agent State Law Examination

1995-01-31

Designations

Other Names

David Newman

View on SEC IAPD