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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-02-19 |
Branch Locations
500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Government Perspectives, Llc | Bellevue | WA | 02/2016 | 06/2018 |
| Happy Minds Music | Bellevue | WA | 09/2015 | 10/2016 |
| Kaleidoscope School Of Music | Issaquah | WA | 10/2016 | 04/2021 |
| Oppenheimer & Co. Inc. | Bellevue | WA | 06/2018 | Present |
1.LAUNA ROHAR DBA LAUNA ROHAR, SOLE PROPRIETOR-PERFORMING MUSICIAN-NON-INVESTMENT RELATED; MOSTLY VOLUNTEER, OCCASIONALLY PAID FOR MUSICAL PERFORMANCES. ADDRESS IS MY PRIVATE RESIDENCE 2.MUSIC INSTRUCTOR, FLUTE AT MUSIC WORKS NORTHWEST, 1331 118TH AVE SE, SUITE 400, BELLEVUE, WA 98005. MUSIC WORKS NORTHWEST IS A NONPROFIT COMMUNITY MUSIC SCHOOL, DEDICATED TO CHANGING LIVES THROUGH ACCESSIBLE MUSIC EDUCATION AND EXPERIENCES. MAXIMUM HOURS OF TEACHING 15 HOURS/WEEK, EVENINGS AND WEEKENDS ONLY. OTHER BUSINESS WILL BE NON-INVESTMENT -RELATED AND MY ROLE AS A FLUTE INSTRUCTOR WILL BE STRICTLY RELATED TO TEACHING MUSIC TO INDIVIDUAL STUDENTS AND OCCASIONAL GROUP CLASSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-27 |
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