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Kevin K Clark

Rbc Capital Markets, LLC

Jericho, NY

Stamford, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-04-22
NY RA APPROVED 2021-04-22
TX RA APPROVED 2021-04-22
  • CT RA
    APPROVED
    Since 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED
    Since 2021-04-22

Branch Locations

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Great Neck NY 12/2013 04/2021
Bank Of America, N.A. Great Neck NY 06/2014 04/2021
Rbc Capital Markets, Llc Jericho NY 04/2021 Present
City National Bank Jericho NY 05/2021 Present
  • 12/2013 → 04/2021
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Great Neck, NY
  • 06/2014 → 04/2021
    Bank Of America, N.A.
    Great Neck, NY
  • 04/2021 → Present
    Rbc Capital Markets, Llc
    Jericho, NY
  • 05/2021 → Present
    City National Bank
    Jericho, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-02
S65 Uniform Investment Adviser Law Examination 2014-03-20
  • S63 Uniform Securities Agent State Law Examination
    2014-04-02
  • S65 Uniform Investment Adviser Law Examination
    2014-03-20
Other Names
  • Kevin Kenneth Clark

View on SEC IAPD

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