Craig Peter Rochin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-17
TX	RA	APPROVED_RES	2015-01-29

CA RA
APPROVED

Since 2025-02-17
TX RA
APPROVED_RES

Since 2015-01-29

Branch Locations

Gardnerville, NV • United States

1211 Newell Ave, Ste 230, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	2557449	CA	09/2009	Present

09/2009 → Present

Lpl Financial, Llc

2557449, CA

Previous Registrations

2009-01-06 → 2009-10-13

Associated Planners Investment Advisory Inc

Boston, MA
2009-01-06 → 2009-09-08

Associated Securities Corp.

San Mateo, CA

Livermore, CA
2003-05-19 → 2008-12-31

Fsc Securities Corporation

Livermore, CA

Other Businesses

1. 10/30/2012: NON-VARIABLE INSURANCE DBA - FLIGHT FINANCIAL GROUP - SOMETIMES PROVIDE CLIENTS WITH LIFE INSURANCE THROUGH OHIO NATIONAL LIFE. - TIME SPENT 2% - LIVERMORE, CA. 2. 07/08/2026 - Fidmont Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/03/2026 - 160 hours per month/ 80 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-17
S63	Uniform Securities Agent State Law Examination	1995-01-26

S66 Uniform Combined State Law Examination

2003-04-17
S63 Uniform Securities Agent State Law Examination

1995-01-26

View on SEC IAPD