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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-16
  • NY RA
    APPROVED
    Since 2024-09-16

Branch Locations

New York, NY • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manor House Capital Insurance Services, Llc Cherry Hill NJ 11/2009 Present
Lion Street, Inc Austin TX 08/2014 04/2024
Lion Street Financial Cherry Hill NJ 12/2014 09/2024
Arthur J Gallagher New York NY 10/2023 Present
The Leaders Group Inc Littleton CO 09/2024 Present
  • 11/2009 → Present
    Manor House Capital Insurance Services, Llc
    Cherry Hill, NJ
  • 08/2014 → 04/2024
    Lion Street, Inc
    Austin, TX
  • 12/2014 → 09/2024
    Lion Street Financial
    Cherry Hill, NJ
  • 10/2023 → Present
    Arthur J Gallagher
    New York, NY
  • 09/2024 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2018-05-03 → 2024-10-15
    Lion Street Advisors, Llc
    Philadelphia, PA
  • 2006-11-29 → 2013-01-02
    Manor House Capital Advisors, Llc
    Philadelphia, PA
  • 2002-07-05 → 2003-08-14
    Philadelphia, PA
  • 2001-08-09 → 2002-09-24
    Progress Financial Advisors
    Philadelphia, PA
Other Businesses

1.) GBS - 10/27/2023 - 2850 Golf Road, Rolling Meadows, IL 60008 - Employee/Life insurance annuities & DI insurance sales and consulting services, Not Invt Rel, Insurance business, 120 hrs/mo; 30 hrs/mo (during trading hours). 2.) LION STREET - 8/1/14 - 300 Colorado Street, Suite 2600, Austin, TX 78701- Minority Owner, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) MANOR HOUSE CAP INS SVCS - 6/8/2007 - 254 E 68th Street, Apt 24D, New York, NY 10065 - Employee, Life insurance and annuities & DI insurance sales & consulting services, Not Invt Rel, Insurance business, 15 hrs/mo; 0 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 9/16/2024 - 26 W Dry Creek Circle Suite 800, Littleton, CO 80120 - IAR Rel, Invt Rel, RA Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-28
S63 Uniform Securities Agent State Law Examination 1994-11-14
  • S65 Uniform Investment Adviser Law Examination
    2000-04-28
  • S63 Uniform Securities Agent State Law Examination
    1994-11-14
Other Names
  • Sam Jacobs

View on SEC IAPD

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