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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manor House Capital Insurance Services, Llc | Cherry Hill | NJ | 11/2009 | Present |
| Lion Street, Inc | Austin | TX | 08/2014 | 04/2024 |
| Lion Street Financial | Cherry Hill | NJ | 12/2014 | 09/2024 |
| Arthur J Gallagher | New York | NY | 10/2023 | Present |
| The Leaders Group Inc | Littleton | CO | 09/2024 | Present |
1.) GBS - 10/27/2023 - 2850 Golf Road, Rolling Meadows, IL 60008 - Employee/Life insurance annuities & DI insurance sales and consulting services, Not Invt Rel, Insurance business, 120 hrs/mo; 30 hrs/mo (during trading hours). 2.) LION STREET - 8/1/14 - 300 Colorado Street, Suite 2600, Austin, TX 78701- Minority Owner, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) MANOR HOUSE CAP INS SVCS - 6/8/2007 - 254 E 68th Street, Apt 24D, New York, NY 10065 - Employee, Life insurance and annuities & DI insurance sales & consulting services, Not Invt Rel, Insurance business, 15 hrs/mo; 0 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 9/16/2024 - 26 W Dry Creek Circle Suite 800, Littleton, CO 80120 - IAR Rel, Invt Rel, RA Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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