John Michael Quigley

Current Employers

Eq Wealth Management

Bellevue, WA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-09-25
TX	RA	APPROVED	2018-09-25
WA	RA	APPROVED	2018-03-07

CA RA
APPROVED

Since 2018-09-25
TX RA
APPROVED

Since 2018-09-25
WA RA
APPROVED

Since 2018-03-07

Branch Locations

Bellevue, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capital Planning Llc	Bellevue	WA	01/2014	04/2018
Eq Wealth Management	Bellevue	WA	02/2018	Present

01/2014 → 04/2018

Capital Planning Llc

Bellevue, WA
02/2018 → Present

Eq Wealth Management

Bellevue, WA

Previous Registrations

2014-01-22 → 2018-04-09

Capital Planning, Llc

Bellevue, WA
2004-12-14 → 2014-01-27

Capital Planning Corp

Bellevue, WA

Bellevue, WA
2002-03-20 → 2002-12-16

Lpl Financial Llc

Tukwila, WA

Other Businesses

JOHN MICHAEL QUIGLEY, AS A GENERAL PARTNER, HAS 12.5 % OWNERSHIP IN AXIOM-WEST LLC, A REAL ESTATE PROJECT DEVELOPMENT COMPANY. START DATE: 5/20/2021. MR. QUIGLEY WORKS AS PART OF A TEAM TO IDENTIFY PROPERTY, DO DUE DILIGENCE, BUILD A BUSINESS PLAN AND OVERSEE OPERATIONS AND MANAGEMENT OF THE PROJECT. PRIOR TO THE PROJECT BEING LAUNCHED, MR. QUIGLEY MAY SEND UP TO 40 HOURS A MONTH. AFTER LAUNCH MR. QUIGLEY MAY SPEND 10 HOURS PER MONTH TO MAINTAIN THE PROJECT. CLIENTS OF MR. QUIGLEY'S MAY INVEST IN A PROJECT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-16
S63	Uniform Securities Agent State Law Examination	1994-12-13

S65 Uniform Investment Adviser Law Examination

1994-12-16
S63 Uniform Securities Agent State Law Examination

1994-12-13

Designations

Other Names

J Michael Quigley

View on SEC IAPD