Jeannette Diana Shaw

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2019-03-12

MS RA
APPROVED

Since 2019-03-12

Branch Locations

100 Vision Drive Suite 300, Jackson, MS 39211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jackson	MS	02/2012	Present

02/2012 → Present

Ubs Financial Services Inc

Jackson, MS

Other Businesses

Jeannette Shaw / 6360 I-55 North, Ste 405 Jackson,MS 39211 / No/ Privately Held / USD / No / No / / Start Date 01/01/2016 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-11
S63	Uniform Securities Agent State Law Examination	1998-08-03

S66 Uniform Combined State Law Examination

2019-03-11
S63 Uniform Securities Agent State Law Examination

1998-08-03

Other Names

Jeannette Diana Vazquez
Jeannette Diana Shaw
Shaw Diana Jeannette

View on SEC IAPD