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Kendra Sue Delisa

Cetera Investment Advisers LLC

Aurora, CO

Greenwood Village, CO

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29

Branch Locations

Aurora, CO • United States

5299 Dtc Blvd #800, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. Denver CO 10/1994 05/2019
Cetera Advisors Llc Denver CO 06/2019 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/1994 → 05/2019
    Oppenheimerfunds Distributor, Inc.
    Denver, CO
  • 06/2019 → 06/2021
    Cetera Advisors Llc
    Denver, CO
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-09-03 → 2021-06-29
    Cetera Advisors Llc
    Greenwood Village, CO
    Greenwood Village, CO
    Aurora, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Kendra Smith
  • Kendra Sue Long

View on SEC IAPD

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