Steven Verveniotis

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-02-04
NM	RA	APPROVED	2025-02-24
RI	RA	APPROVED	2022-06-21
NH	RA	APPROVED	2022-05-23
GA	RA	APPROVED	2022-02-04
NY	RA	APPROVED	2021-07-12
AL	RA	APPROVED	2021-05-07
NC	RA	APPROVED	2020-08-17
SC	RA	APPROVED	2020-05-12
MO	RA	APPROVED	2020-05-11
IL	RA	APPROVED	2019-06-13
IA	RA	APPROVED	2019-06-05
MD	RA	APPROVED	2019-05-16
PA	RA	APPROVED	2019-05-15
VA	RA	APPROVED	2019-05-15
AR	RA	APPROVED	2019-05-13
CO	RA	APPROVED	2019-05-13
WA	RA	APPROVED	2019-05-13
FL	RA	APPROVED	2019-05-02
TX	RA	APPROVED_RES	2019-05-01
CA	RA	APPROVED	2019-04-24
NJ	RA	APPROVED	2019-04-24

DC RA
APPROVED

Since 2026-02-04
NM RA
APPROVED

Since 2025-02-24
RI RA
APPROVED

Since 2022-06-21
NH RA
APPROVED

Since 2022-05-23
GA RA
APPROVED

Since 2022-02-04
NY RA
APPROVED

Since 2021-07-12
AL RA
APPROVED

Since 2021-05-07
NC RA
APPROVED

Since 2020-08-17
SC RA
APPROVED

Since 2020-05-12
MO RA
APPROVED

Since 2020-05-11
IL RA
APPROVED

Since 2019-06-13
IA RA
APPROVED

Since 2019-06-05
MD RA
APPROVED

Since 2019-05-16
PA RA
APPROVED

Since 2019-05-15
VA RA
APPROVED

Since 2019-05-15
AR RA
APPROVED

Since 2019-05-13
CO RA
APPROVED

Since 2019-05-13
WA RA
APPROVED

Since 2019-05-13
FL RA
APPROVED

Since 2019-05-02
TX RA
APPROVED_RES

Since 2019-05-01
CA RA
APPROVED

Since 2019-04-24
NJ RA
APPROVED

Since 2019-04-24

Branch Locations

Brooklyn, NY • United States

66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Signature Securities Group Corp/Signature Bank	New York	NY	06/2016	03/2019
Hsbc Bank Usa N.A.	New York	NY	03/2019	Present
Hsbc Securities Usa Inc.	New York	NY	03/2019	Present

06/2016 → 03/2019

Signature Securities Group Corp/Signature Bank

New York, NY
03/2019 → Present

Hsbc Bank Usa N.A.

New York, NY
03/2019 → Present

Hsbc Securities Usa Inc.

New York, NY

Previous Registrations

2016-06-27 → 2019-04-18

Flagstar Securities, Inc

Brooklyn, NY
2006-07-10 → 2016-06-17

Hsbc Securities (Usa) Inc.

Brooklyn, NY

Brooklyn, NY

Brooklyn, NY
2016-05-27 → 2016-06-06

Flagstar Securities, Inc

Brooklyn, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-02
S66	Uniform Combined State Law Examination	2004-02-18
S63	Uniform Securities Agent State Law Examination	1994-12-01

S65 Uniform Investment Adviser Law Examination

2013-08-02
S66 Uniform Combined State Law Examination

2004-02-18
S63 Uniform Securities Agent State Law Examination

1994-12-01

View on SEC IAPD