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Theresa Frances Spath

Zuma Wealth LLC

Malibu, CA

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Current Employers
Zuma Wealth Llc

Malibu, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-24
TX RA APPROVED_RES 2025-03-03
  • CA RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED_RES
    Since 2025-03-03

Branch Locations

Malibu, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Investment Management Inc. Santa Monica CA 08/2015 Present
Zuma Wealth Llc Malibu CA 12/2020 Present
  • 08/2015 → Present
    Sierra Investment Management Inc.
    Santa Monica, CA
  • 12/2020 → Present
    Zuma Wealth Llc
    Malibu, CA
Previous Registrations
Designations
Other Names
  • Terri Spath

View on SEC IAPD

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