Best Investors Account Sign in

Susan Hall

Schwab Wealth Advisory, Inc.

Santa Fe, NM

Claim This Profile
Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-12-16
TX RA APPROVED 2025-12-15
  • NM RA
    APPROVED
    Since 2025-12-16
  • TX RA
    APPROVED
    Since 2025-12-15

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southlake TX 07/2018 05/2020
Caliber Home Loans Dallas TX 08/2016 12/2016
Unemployed Dallas TX 01/2017 07/2018
Rbc Capital Markets, Llc Denver CO 05/2020 06/2024
City National Bank Los Angeles CA 05/2020 06/2024
Charles Schwab & Co., Inc Santa Fe NM 10/2025 Present
Unemployed Santa Fe NM 07/2024 09/2025
Schwab Wealth Advisory, Inc Santa Fe NM 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-11-16
S66 Uniform Combined State Law Examination 2010-08-30
S65 Uniform Investment Adviser Law Examination 1995-02-27
  • S63 Uniform Securities Agent State Law Examination
    2018-11-16
  • S66 Uniform Combined State Law Examination
    2010-08-30
  • S65 Uniform Investment Adviser Law Examination
    1995-02-27
Other Names
  • Susan M Hall
  • Susan Margarita Hall
  • Susan Hall

View on SEC IAPD

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor