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Inactive

Peter John Soltesz

Apis Financial Group, LLC

Villa Park, IL

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Current Employers
Apis Financial Group, Llc

Villa Park, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-30
  • IL RA
    APPROVED
    Since 2021-04-30

Branch Locations

Villa Park, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooke-Dupage County Beekeepers Association Carol Stream IL 01/2013 Present
Day One Reliance Geneva IL 06/2013 11/2016
Waddell & Reed, Inc Mokena IL 02/2019 04/2021
Various Insurance Carriers For W&R Insurance Agencies Villa Park IL 11/2013 04/2021
2110 44Th Road, Sheridan, Llc Villa Park IL 07/2015 Present
Illinois State Beekeepers Association Springfield IL 11/2016 11/2018
Count Consulting, Llc Northfield IL 12/2018 06/2020
Waddell & Reed, Inc Villa Park IL 11/2013 04/2021
Apis Financial Group, Llc Villa Park IL 04/2021 Present
  • 01/2013 → Present
    Cooke-Dupage County Beekeepers Association
    Carol Stream, IL
  • 06/2013 → 11/2016
    Day One Reliance
    Geneva, IL
  • 02/2019 → 04/2021
    Waddell & Reed, Inc
    Mokena, IL
  • 11/2013 → 04/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Villa Park, IL
  • 07/2015 → Present
    2110 44Th Road, Sheridan, Llc
    Villa Park, IL
  • 11/2016 → 11/2018
    Illinois State Beekeepers Association
    Springfield, IL
  • 12/2018 → 06/2020
    Count Consulting, Llc
    Northfield, IL
  • 11/2013 → 04/2021
    Waddell & Reed, Inc
    Villa Park, IL
  • 04/2021 → Present
    Villa Park, IL
Previous Registrations
  • 2013-11-08 → 2021-05-06
    Waddell & Reed
    Savage, MN
    Lisle, IL
    Elgin, IL
    Savage, MN
    Northfield, IL
    Villa Park, IL
    Mokena, IL
  • 1997-07-08 → 2013-11-11
    Omaha, NE
    San Mateo, CA
    Chicago, IL
    Oak Brook, IL
    Schaumburg, IL
    Chicago, IL
Other Businesses

01/2013-PRESENT, COOK-DUPAGE COUNTY BEEKEEPERS ASSOCIATION, CAROL STREAM, IL, CHARITABLE ORGANIZATION, NOT INVEST-RELATED, PRESIDENT, 8 HRS/MO, 0 HRS DURING SEC TRADING; 07/2015-PRESENT, 2110 44TH ROAD SHERIDAN LLC, VILLA PARK, IL, INVESTMENT RELATED:N, LLC, OWNER OF LLC, 1HR/MO, 0HRS/DAY DURING SECURITY TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-25
S63 Uniform Securities Agent State Law Examination 1994-12-14
S65 Uniform Investment Adviser Law Examination 1994-12-12
  • S66 Uniform Combined State Law Examination
    2014-11-25
  • S63 Uniform Securities Agent State Law Examination
    1994-12-14
  • S65 Uniform Investment Adviser Law Examination
    1994-12-12
Other Names
  • Peter Soltesz
  • Pete Soltesz

View on SEC IAPD

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