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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-07 |
| CA | RA | APPROVED | 2025-10-06 |
Branch Locations
12100 Wilshire Blvd 925 9Th Fl , Los Angeles, CA 90025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 10/2025 |
| Wells Fargo Advisors Financial Network, Llc | Los Angeles | CA | 10/2025 | Present |
RENTAL PROPERTY; INV. RELATED; MAMMOTH LAKES,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 10/25/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. | NORMANS NEST TRUST; INV RELATED; LOS ANGELES, CA; TRUSTEE; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; TRUSTEE FOR REAL ESTATE TRUST | RENTAL PROPERTY; INV RELATED; SANTA MONICA, CA; 100% OWNERSHIP; 08/2025; 1 HOUR PER MONTH; 0 DURING TRADING; SINGLE FAMILY HOME | R&R PRIVATE WEALTH MANAGEMENT GROUP LLC ; INV RELATED; LOS ANGELES ,CA; FINET ;50% OWNERSHIP; START DATE: 10/06/2025; 8 HRS PER MONTH; 8 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
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