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Eudora, KS • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| KS | RA | APPROVED | 2020-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradewinds Investment Advisors, Llc | St. Michael | MN | 09/2002 | Present |
| St. Michael - Albertville Public School District 885 | St. Michael | MN | 04/2004 | 02/2020 |
I DO SUBSTITUTE TEACHING AT THE LOCAL PUBLIC SCHOOL DISTRICT. THIS BUSINESS IS NOT INVESTMENT RELATED, BUT A PUBLIC SCHOOL DISTRICT. I AM A SHORT CALL SUBSTITUTE TEACHER AND HAVE BEEN SINCE 06/2004. THE WORK HOURS VARY FROM MONTH TO MONTH. FROM 0 HOURS PER MONTH TO ABOUT 100 HOURS PER MONTH. MOST OF THESE HOURS OCCUR DURING THE NORMAL SECURITIES TRADING DAY. I AM CALLED IN TO TAKE THE PLACE OF AN ILL TEACHER FOR PART OF A DAY OR ALL DAY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-20 |
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