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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-08 |
| NE | RA | APPROVED | 2018-12-06 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Omaha | NE | 08/2017 | 11/2018 |
| Charles Schwab Bank | Omaha | NE | 08/2017 | 11/2018 |
| Td Ameritrade | West Palm Beach | FL | 11/2012 | 08/2017 |
| Fisher Investments | Camas | WA | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-17 |
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