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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-05-07 |
Branch Locations
27555 Executive Drive, Suite 190, Farmington Hills, MI 48331 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Farmington Hills | MI | 02/2009 | 05/2021 |
| Summit Financial, Llc | Parsippany | NJ | 05/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2021 | 03/2023 |
| Private Client Services | Farmington Hills | MI | 03/2023 | Present |
1) Vardhan Wealth Management. 27555 Executive Drive, Farmington Hills, MI 48331. RIA. Owner/CEO. 5 hrs/mo. 2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Verma Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. 3) Fieldpoint Private Bank & Trust, located at 100 Field Point Road, Greenwich, CT 06830. Refers clients to the bank and receives a referral fee for bank loans, asset backed security loans, mortgages and other type of loans. No position held within the bank; this is just referral business to help Summit clients with services they provide; started July 2022. 3 hours per month during securities trading, if there is a fit for a banking service for a client. 4) Island Lake Shores Association. 143 Cady Centre #205, Northville, MI 48167. Homeowners association. President and Director. 1 hr/mo; 0 during trading hrs. 5) VNS 1 LLC. 27555 Executive Drive, Suite 190, Farmington Hills, MI 48331. VNS 1 LLC is the holding LLC for the DBA Vardan Wealth Management with Summit Financial. Sole member. 160 hrs/mo; 130 during trading hrs. 6) JAM-S 1 LLC. 27555 Executive Drive, Suite 190, Farmington Hills, MI 48331. Jam-S 1 LLC is a DBA working with Sparrow Security System and Donald Jordan Ocean Advisory. Monish will receive referral fees when he and Donad Jordan Ocean Advisory refer clients to Sparrow. Sole Member. 4 hrs/mo; 2 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-06 |
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