Robert Mark Diprato

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2010-11-23

NJ RA
APPROVED

Since 2010-11-23

Branch Locations

Pennington, NJ • United States

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	06/1989	Present

06/1989 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I. 1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: UCP OF HUDSON COUNTY 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 721 BROADWAY, BAYONNE, NEW JERSEY 7002 6.POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, 7.START DATE OF RELATIONSHIP: 6/4/2012 8.NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: UCP OF HUDSON COUNTY IS A PRIVATE, NON-PROFT ORGANIZATION THAT PROVIDES A COMPREHENSIVE ARRAY OF ADVOCACY AND SUPPORT SERVICES TO THE RESIDENTS OF NORTHERN NEW JERSEY. I AM A MEMBER FO THE BOARD. I DO NOT SERVE ON ANY BOARD SUB-COMMITTEES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-22

S66 Uniform Combined State Law Examination

2010-11-22

Other Names

Robert M Diprato
Rob Diprato

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