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11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-01-05 |
Branch Locations
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Indianapolis | IN | 09/2015 | Present |
| Sbc Wealth Management | Indianapolis | IN | 09/2015 | 04/2017 |
| Independent Financial Partners | Indianapolis | IN | 03/2017 | 03/2019 |
| National Wealth Management Group, Llc | Indianapolis | IN | 03/2019 | Present |
1. 5/2/2019 - National Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/29/2019 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through National Wealth Management Group, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/11/2019 - Jim Lewis Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/29/2019 - 160 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 1994-12-09 |
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