David Anthony Shenton

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-16
VA	RA	APPROVED	2007-08-17

TX RA
APPROVED_RES

Since 2013-09-16
VA RA
APPROVED

Since 2007-08-17

Branch Locations

Mosely, VA • United States

111 State Street 3Rd Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capitol Securities	Glen Allen	VA	08/2007	Present

08/2007 → Present

Capitol Securities

Glen Allen, VA

Previous Registrations

2005-04-04 → 2007-08-20

Anderson & Strudwick, Incorporated

Richmond, VA

Richmond, VA
2002-03-11 → 2005-04-04

A&S Capital Advisors, Inc.

Richmond, VA

Other Businesses

Name of Business: Two Sons Imports Investment-related: no Address: 3973 Eagle Stone Drive Dayton, OH 45440 Nature of OBA: Passive investor in a tequila importer and distributor called Two Sons Position, title, or relationship with OBA: No title Start date: 12/31/20 Approx # of hours/month you devote to OBA: 0 Approx # of hours/month you devote to OBA during trading hours: 0 Duties: send 4-5 emails a year with status updates. Read 1 or 2.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-24
S63	Uniform Securities Agent State Law Examination	1994-12-13

S65 Uniform Investment Adviser Law Examination

1995-08-24
S63 Uniform Securities Agent State Law Examination

1994-12-13

View on SEC IAPD