Lisa Rapfogel-ostroff

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-07-29

TX RA
APPROVED

Since 2005-07-29

Branch Locations

14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Dallas	TX	03/1996	Present
Massmutual/Harris Financial Group	Dallas	TX	03/1996	Present

03/1996 → Present

Mml Investors Services, Inc.

Dallas, TX
03/1996 → Present

Massmutual/Harris Financial Group

Dallas, TX

Previous Registrations

2003-02-07 → 2006-12-31

Hfg Advisors, L.L.C.

Dallas, TX

Other Businesses

NAME: LISA RAPFOGEL OSTROFF INV REL: Y ADD: @RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 1/1/2011 NO. HR/MO: 2. NO. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: LIFE, HEALTH. (2)NAME: SOUTHERN METHODIST UNIVERSITY INV REL: N ADD: 6425 BOAZ LN. DALLAS, TX 75205 NATURE: INSTRUCTOR POSITION: INSTRUCTOR START DATE: 6/2012 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: INSTRUCTOR FOR THE CERTIFICATE IN FINANCIAL PLANNING PROGRAM

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-01-05

S63 Uniform Securities Agent State Law Examination

1995-01-05

Other Names

Lisa Leigh Rapfogel

View on SEC IAPD