Gary Lee Simon

Current Employers

Daybright Advisory Services, Inc.

9350 South Dixie Highway Suite 1560, Miami, FL 33156 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-12-09

KY RA
APPROVED

Since 2024-12-09

Branch Locations

Fort Thomas, KY • United States

9350 South Dixie Highway Suite 1560, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Covington	KY	11/2014	12/2017
The Retirement Plan Company Llc	Brentwood	TN	06/2018	Present
Trpc Advisory Services, Inc.	Brentwood	TN	01/2020	Present
Unemployed	Fort Thomas	KY	12/2017	06/2018

11/2014 → 12/2017

Fidelity Investments

Covington, KY
06/2018 → Present

The Retirement Plan Company Llc

Brentwood, TN
01/2020 → Present

Trpc Advisory Services, Inc.

Brentwood, TN
12/2017 → 06/2018

Unemployed

Fort Thomas, KY

Other Businesses

THE RETIREMENT PLAN COMPANY LLC; INVESTMENT-RELATED BUSINESS; BRENTWOOD, TN; FINANCIAL SERVICES FIRM SPECIALIZING IN EMPLOYEE BENEFIT PLANS & RETIREMENT SAVINGS PROGRAMS FOR CORPORATE, NON-PROFIT, PUBLIC SCHOOL AND GOVERNMENTAL EMPLOYERS; INTERNAL SALES CONSULTANT; START: 06/01/2018.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-01-30
S63	Uniform Securities Agent State Law Examination	2016-05-27

S65 Uniform Investment Adviser Law Examination

2020-01-30
S63 Uniform Securities Agent State Law Examination

2016-05-27

Other Names

Gary Lee Simon, Jr
Gary Lee Simon
Gary Lee Simon

View on SEC IAPD