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Michael Thomas Cook

Mccauley Investment Advisory, LLC

Show Low, AZ

Chandler, AZ

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Current Employers
Mccauley Investment Advisory, Llc

Show Low, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-03-15
AZ RA APPROVED 2022-11-01
  • NM RA
    APPROVED
    Since 2024-03-15
  • AZ RA
    APPROVED
    Since 2022-11-01

Branch Locations

Show Low, AZ • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccauley Investment Advisory, Llc Show Low AZ 09/2022 Present
Highland Advisory Group Chandler AZ 11/2010 Present
Other Businesses

Highland Advisory Group; Inv-Rel; Chandler, AZ; Insurance Sales and services; Insurance Agent/Partner; 11/2010; 90% of time spent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-13
S63 Uniform Securities Agent State Law Examination 1996-06-27
  • S65 Uniform Investment Adviser Law Examination
    2022-09-13
  • S63 Uniform Securities Agent State Law Examination
    1996-06-27

View on SEC IAPD

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