Steven Lee Wilson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2021-09-29
TX	RA	APPROVED	2021-09-29

OK RA
APPROVED

Since 2021-09-29
TX RA
APPROVED

Since 2021-09-29

Branch Locations

233 West Broadway, Muskogee, OK 74401 • United States

8282 S Memorial Dr Suite 106, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Investment Services, Inc.	Tulsa	OK	09/1994	09/2021
Insurance Sales - The Guardian Life Insurance Co	Tulsa	OK	02/2012	Present
Steven L.WIlson & Associates Cpa	Tulsa	OK	01/2000	12/2021
Adjunct Professor - Oklahoma State University	Tulsa	OK	01/2016	12/2017
Avantax Insurance Agency, Llc	Tulsa	OK	03/2010	09/2021
First Oklahoma Advisory Group, Llc	Tulsa	OK	02/2014	03/2022
Steven L Wilson & Associates, Pc	Tulsa	OK	11/1985	Present
Cetera Financial Specialists Llc	Schaumburg	IL	09/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2021	Present
Highpoint Financial Group, Llc	Tulsa	OK	03/2022	Present

09/1994 → 09/2021

Avantax Investment Services, Inc.

Tulsa, OK
02/2012 → Present

Insurance Sales - The Guardian Life Insurance Co

Tulsa, OK
01/2000 → 12/2021

Steven L.WIlson & Associates Cpa

Tulsa, OK
01/2016 → 12/2017

Adjunct Professor - Oklahoma State University

Tulsa, OK
03/2010 → 09/2021

Avantax Insurance Agency, Llc

Tulsa, OK
02/2014 → 03/2022

First Oklahoma Advisory Group, Llc

Tulsa, OK
11/1985 → Present

Steven L Wilson & Associates, Pc

Tulsa, OK
09/2021 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2021 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
03/2022 → Present

Highpoint Financial Group, Llc

Tulsa, OK

Previous Registrations

1999-01-22 → 2021-10-11

Avantax Advisory Services

Tulsa, OK

Other Businesses

1) NAME OF OTHER BUSINESS: HIGHPOINT FINANCIAL GROUP, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) STEVEN L WILSON & ASSOCIATES, PC, TULSA, OK; NON-INVESTMENT RELATED; ACCOUNTING SERVICES/TAX PREP; CPA; OWNER; PRESIDENT; SINCE 11/1985; 40 HRS/MO 3) MAPLE RIDGE VILLAGE HOMEOWNERS ASSOCIATION; TULSA, OK; NON-INVESTMENT RELATED; BOARD POSITION/TREASURER; SINCE 07/2014; 4 HRS/MO 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND FIXED ANNUITIES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-02
S63	Uniform Securities Agent State Law Examination	1994-10-27

S65 Uniform Investment Adviser Law Examination

1998-12-02
S63 Uniform Securities Agent State Law Examination

1994-10-27

Designations

View on SEC IAPD