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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-02
PA RA APPROVED 2023-02-01
  • TX RA
    APPROVED_RES
    Since 2023-02-02
  • PA RA
    APPROVED
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Haddonfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood, Inc. West Conshohocken PA 04/2008 02/2023
Lpl Financial, Llc West Conshohocken PA 02/2023 Present
  • 04/2008 → 02/2023
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
  • 02/2023 → Present
    West Conshohocken, PA
Previous Registrations
  • 2008-05-01 → 2023-02-06
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
    West Conshohocken, PA
  • 2006-04-03 → 2008-02-01
    Dearden, Maguire, Weaver & Barrett, Llc
    Lancaster, PA
  • 1997-06-26 → 2003-12-31
    Dearden, Maguire, Weaver & Barrett, Llc
    West Conshohocken, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-17
S65 Uniform Investment Adviser Law Examination 1997-05-06
  • S63 Uniform Securities Agent State Law Examination
    2023-01-17
  • S65 Uniform Investment Adviser Law Examination
    1997-05-06
Designations
Other Names
  • Julie Anne Seher

View on SEC IAPD

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