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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-01-11
  • CO RA
    APPROVED
    Since 2021-01-11

Branch Locations

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Louisville, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cascade Financial Management Denver CO 02/2012 12/2020
Geneos Wealth Management Inc Centennial CO 01/2021 Present
Previous Registrations
  • 2012-02-24 → 2021-01-08
    Cascade Financial Management, Inc.
    Denver, CO
    Denver, CO
    Denver, CO
    Boulder, CO
    Bozeman, MT
    Springfield, MO
    Fort Wayne, IN
  • 2011-04-12 → 2012-03-07
    Denver, CO
  • 2010-05-26 → 2011-04-08
    Capwest Securities, Inc.
    Lakewood, CO
    Camarilla, CA
    Santa Cruz, CA
    Anaheim Hills, CA
    San Diego, CA
    Los Angeles, CA
    Lakewood, CO
    Norwood, CO
    Whittier, CA
    Greeley, CO
    Lakewood, CO
  • 2007-10-15 → 2010-05-13
    Capwest Securities, Inc.
    Chandler, AZ
    Greeley, CO
    Lakewood, CO
  • 2007-02-14 → 2007-10-15
    Boulder, CO
    Boulder, CO
Other Businesses

1) Boulder Mountain Bike Patrol Volunteer position-2 hours a week. 2) RENTAL INCOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-13
S63 Uniform Securities Agent State Law Examination 1998-12-17
  • S65 Uniform Investment Adviser Law Examination
    2007-02-13
  • S63 Uniform Securities Agent State Law Examination
    1998-12-17
Other Names
  • Timothy J Kenkel

View on SEC IAPD

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