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Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-02-26
  • PR RA
    APPROVED
    Since 2018-02-26

Branch Locations

Bio Plaza State Rd Pr #2, Bo. Algarrobo, Mayaguez, PR 00682 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mayaguez PR 05/2000 Present
  • 05/2000 → Present
    Ubs Financial Services Inc.
    Mayaguez, PR
Previous Registrations
Other Businesses

1- INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. 2- RJL Investment Group LLC; Management of real estate investments; Start date 8/15/2017; Source of capital - Personal assets; <1% time devoted during regular business hours; No compensation;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-05
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S66 Uniform Combined State Law Examination
    2002-09-05
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03
Other Names
  • Bobby Lapetina
  • Robert J Lapetina

View on SEC IAPD

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