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32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2018-02-26 |
Branch Locations
Bio Plaza State Rd Pr #2, Bo. Algarrobo, Mayaguez, PR 00682 • United States
32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Mayaguez | PR | 05/2000 | Present |
1- INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. 2- RJL Investment Group LLC; Management of real estate investments; Start date 8/15/2017; Source of capital - Personal assets; <1% time devoted during regular business hours; No compensation;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-03 |
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