Steven Robert Monroe

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-14

MI RA
APPROVED

Since 2010-09-14

Branch Locations

758 West Fulton, Grand Rapids, MI 49504-6320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Grand Rapids	MI	03/1999	Present

03/1999 → Present

Lpl Financial, Llc

Grand Rapids, MI

Other Businesses

(1) 5/23/2013: DBA ONLY - IBS FINANCIAL GROUP - GRAND RAPIDS, MI. (2) 6/20/2013: IBS 401(K) ADMINISTRATORS - Third Party Administrator - INV REL; AT REPORTED BUSINESS LOCATION(S) - IBS 401K ADMINISTRATORS IS A THIRD PARTY ADMINISTRATOR PROVIDING SERVICES TO RETIREMENT PLANS. - TIME SPENT 10%. (3) 08/22/2022 - Investment Strategies, Ltd. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/1980 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-02
S63	Uniform Securities Agent State Law Examination	1994-12-17

S66 Uniform Combined State Law Examination

2010-08-02
S63 Uniform Securities Agent State Law Examination

1994-12-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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