Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-30 |
| CA | RA | APPROVED | 2019-09-27 |
Branch Locations
Los Angeles, CA • United States
2010 N First Street, Suite 500, San Jose, CA 95131 • United States
1449 Mission St, San Francisco, CA 94103 • United States
6601 Dublin Blvd, Ste A, Dublin, CA 94568 • United States
490 California Ave, Pal Alto, CA 94306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Technology Credit Union | Santa Clara | CA | 03/2001 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2010 | 09/2019 |
| Cetera Investment Advisers Llc | San Jose | CA | 01/2014 | 09/2019 |
| Lpl Financial Llc | San Jose | CA | 09/2019 | Present |
1)9/27/19- COLLEEN JOYCE JOHNSON TRUST- Real Estate Rental- Co-Trustee- Inv. Related - Los Angeles, CA - start date 12/14/2016- 1hrs/mth - 5% 2)08/29/2022 - Tech Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-22 |
Reach out to this advisor