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Annick Iwanowski

Ubs Financial Services Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-23
  • FL RA
    APPROVED
    Since 2025-12-23

Branch Locations

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Miami FL 04/2016 09/2025
J.P. Morgan Securities Llc Miami FL 04/2016 09/2025
Ubs Financial Services Inc Coral Gables FL 09/2025 Present
  • 04/2016 → 09/2025
    Jpmorgan Chase Bank, Na.
    Miami, FL
  • 04/2016 → 09/2025
    J.P. Morgan Securities Llc
    Miami, FL
  • 09/2025 → Present
    Ubs Financial Services Inc
    Coral Gables, FL
Previous Registrations
  • 2015-04-16 → 2016-04-18
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2009-12-22 → 2015-04-21
    Truist Investment Services, Inc.
    Key Biscayne, FL
    Coral Gables, FL
  • 2006-01-19 → 2009-12-01
    Ubs Financial Services Inc.
    Miami, FL
    Miami, FL
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-29
  • S66 Uniform Combined State Law Examination
    2025-09-29

View on SEC IAPD

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