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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-09-16
  • NJ RA
    APPROVED
    Since 2009-09-16

Branch Locations

Egg Harbor Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Egg Harbor Township NJ 09/2009 Present
Previous Registrations
  • 2008-07-30 → 2009-10-01
    Mutual Service Corporation
    Egg Harbor Township, NJ
    Douglassville, PA
    Egg Harbor Township, NJ
  • 2004-06-14 → 2008-07-23
    Osaic Fa, Inc.
    Egg Harbor, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
Other Businesses

(1) 09/01/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Selling Life and Disability Insurance (2) 01/27/2015: No Business Name - Real Estate Rental - Investment Related - Country Place Condominiums, 2 Country Hickory Lane, Egg Harbor Township, NJ 08234 - Start 02/01/2015 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - residential rental property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22
Other Names
  • Mark T Adams

View on SEC IAPD

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