Joseph Anthony Frohna

Current Employers

1492 Capital Management, Llc

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-01

WI RA
APPROVED

Since 2025-01-01

Branch Locations

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
1492 Capital Management, Llc	Milwaukee	WI	09/2008	Present

09/2008 → Present

1492 Capital Management, Llc

Milwaukee, WI

Previous Registrations

2004-07-26 → 2010-03-05

Cortina Asset Management, Llc

Milwaukee, WI
2002-01-02 → 2004-04-20

U.S. Bancorp Asset Management, Inc.

Milwaukee, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-11-11

S63 Uniform Securities Agent State Law Examination

1994-11-11

Designations

Other Names

Joseph Frohna

View on SEC IAPD

Current Employers

1492 Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews