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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 2005-06-10 |
Branch Locations
909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States
1100 Poydras Street Suite 900, New Orleans, LA 70163 • United States
New Orleans, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New Orleans | LA | 12/1998 | Present |
1) TABB HOLDINGS LLC. NEW ORLEANS, LA 70118. NOT INVESTMENT RELATED. BUSINESS - LLC.. START DATE - 01/01/2004. 5 HRS/MONTH. DUTIES - INPUT ON DECISIONS. /// 2) WATERVIEW PARTNERSHIP. DESTIN, FL. NOT INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - PARTNER. START DATE - 01/01/1991. 2 HRS/MONTH. DUTIES - PARTNER IN REAL ESTATE. /// 3) Columbine Condos Home Owners / 535 West Pacific Ave Telluride,CO 81435 / Other/ Real Estate / Represent Home Owners / Member of Board of Directors / / Paricipate in Assoc. decisions / Start Date 2/15/2017/Home Owners Assoc. /// 4) Waterview Condomium Home Owners Assoc / 150 Gulf Shores Dr. Destin,FL 32540 / Other/ Real Estate / Oversee condominiums in building / Member of Board of Directors / / Paricipate in home owner issues / Start Date 1/1/2017/ Home owners assoc. of vaction condo / 5) Tabb Waterview LLC, LLC to hold 100% ownership in vacation home. I will hold 100% interest in this LLC and the LLC will hold 100% interest in a second home in Florida. There will be no business activity (not rented) or investment activity related to the LLC, Proprietor / owner, Simply 100% ownership in second home, start date-10/6/2023, Destin FloridaUnited States-32541.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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