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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
TX RA APPROVED_RES 2005-06-10
  • LA RA
    APPROVED
    Since 2015-12-22
  • TX RA
    APPROVED_RES
    Since 2005-06-10

Branch Locations

909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States

1100 Poydras Street Suite 900, New Orleans, LA 70163 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New Orleans LA 12/1998 Present
Other Businesses

1) TABB HOLDINGS LLC. NEW ORLEANS, LA 70118. NOT INVESTMENT RELATED. BUSINESS - LLC.. START DATE - 01/01/2004. 5 HRS/MONTH. DUTIES - INPUT ON DECISIONS. /// 2) WATERVIEW PARTNERSHIP. DESTIN, FL. NOT INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - PARTNER. START DATE - 01/01/1991. 2 HRS/MONTH. DUTIES - PARTNER IN REAL ESTATE. /// 3) Columbine Condos Home Owners / 535 West Pacific Ave Telluride,CO 81435 / Other/ Real Estate / Represent Home Owners / Member of Board of Directors / / Paricipate in Assoc. decisions / Start Date 2/15/2017/Home Owners Assoc. /// 4) Waterview Condomium Home Owners Assoc / 150 Gulf Shores Dr. Destin,FL 32540 / Other/ Real Estate / Oversee condominiums in building / Member of Board of Directors / / Paricipate in home owner issues / Start Date 1/1/2017/ Home owners assoc. of vaction condo / 5) Tabb Waterview LLC, LLC to hold 100% ownership in vacation home. I will hold 100% interest in this LLC and the LLC will hold 100% interest in a second home in Florida. There will be no business activity (not rented) or investment activity related to the LLC, Proprietor / owner, Simply 100% ownership in second home, start date-10/6/2023, Destin FloridaUnited States-32541.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-25
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S65 Uniform Investment Adviser Law Examination
    1999-02-25
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07
Other Names
  • Harold Granberry Tabb
  • Harold G Tabb
  • Hal Tabb

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