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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-21 |
| GA | RA | APPROVED | 2003-03-19 |
Branch Locations
11097 Houze Rd Ste 150, Roswell, GA 30076 • United States
Dunwoody, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 09/1994 | 03/2020 |
| Ameriprise Financial Services, Llc | Roswell | GA | 03/2020 | Present |
Board of Directors; #WarmHearts; Director; 3401 Brown Rd, , Oregon, OH, 43616; Not Investment-Related; 04/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-19 |
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