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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-01-17 |
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 10/2012 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Huntsville | AL | 01/2020 | Present |
*685804- Self - Yoga Teacher; Investment related: No; Huntsville, Alabama; Recreation ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 12; Self employed yoga teacher, Labor/Service *703517 - Grow Yoga; Investment related - No; Huntsville, Alabama; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-08 |
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