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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-06 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2009 | 10/2024 |
| Aristotle Capital Management, Llc | New York | NY | 10/2024 | Present |
| Foreside Financial Services, Llc | New York | NY | 03/2025 | Present |
1). Aristotle Capital Management, LLC; Investment Related; New York, NY; Relationship Management; Director, National Accounts; Run the day-to-day relationships with the wire houses; Start: 10/15/2024; 160 Hours Per Month and 0 During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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