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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-03-13 |
| IL | RA | APPROVED | 2025-03-11 |
| WA | RA | APPROVED | 2025-03-06 |
| MI | RA | APPROVED | 2025-03-05 |
| OR | RA | APPROVED | 2025-03-04 |
| CA | RA | APPROVED | 2025-03-03 |
| ID | RA | APPROVED | 2025-03-03 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
Snohomish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Seattle | WA | 12/2015 | 01/2025 |
| Kestra Advisory Services, Llc | Seattle | WA | 12/2015 | 01/2025 |
| The Baldwin Group Wealth Advisors, Llc | Tampa | FL | 01/2025 | 01/2025 |
| Mma Securities Llc | Snohomish | WA | 02/2025 | Present |
| Marsh Mclennan Agency | Snohomish | WA | 02/2025 | Present |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-31 |
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