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James Emerson Wilford

Ubs Financial Services Inc.

Nashville, TN

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-14
  • TN RA
    APPROVED
    Since 2004-01-14

Branch Locations

315 Deaderick Street Suite 500, Nashville, TN 37238 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Secaucas NJ 09/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-20
  • S63 Uniform Securities Agent State Law Examination
    1994-10-20
Other Names
  • Jim Wilford
  • James Wilford
  • James Emerson Wilford
  • Iii James Wilford Iii

View on SEC IAPD

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