Darrell Glenn Smith

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-06-26
TX	RA	APPROVED_RES	2005-12-16
IL	RA	APPROVED	1998-04-12

FL RA
APPROVED

Since 2013-06-26
TX RA
APPROVED_RES

Since 2005-12-16
IL RA
APPROVED

Since 1998-04-12

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	08/1994	Present
Bank Of America, N.A.	Northbrook	IL	12/2009	Present

08/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
12/2009 → Present

Bank Of America, N.A.

Northbrook, IL

Other Businesses

I*118517 For profit or not for profit: Non-Profit Organization Name of outside business organization: Youth For Christ Miami Investment related: N Address of business: Miami, Florida 33156 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/25/2018 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Youth for Christ is a Christian outreach organization. to support at- risk children. The organization works in youth leadership with after school programs, Juvenile detention center outreach and spiritual development, homework assistance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-16
S63	Uniform Securities Agent State Law Examination	1994-11-29

S65 Uniform Investment Adviser Law Examination

1994-12-16
S63 Uniform Securities Agent State Law Examination

1994-11-29

Other Names

Darrell G Smith

View on SEC IAPD