James Floyd Wilson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-05-01
KY	RA	APPROVED	2003-08-15

TX RA
APPROVED_RES

Since 2007-05-01
KY RA
APPROVED

Since 2003-08-15

Branch Locations

Williamstown, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Dry Ridge	KY	07/2003	Present

07/2003 → Present

Lpl Financial Llc

Dry Ridge, KY

Previous Registrations

2004-02-19 → 2015-12-31

Wilson Financial Services Inc.

Dry Ridge, KY

Other Businesses

1. 07/17/2003: WILSON FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELLING FIXED INSURANCE PRODUCTS-LIFE, HEALTH, DISABILITY AND LONG TERM CARE. 2. 5/2/2016: WILSON FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-13
S63	Uniform Securities Agent State Law Examination	1994-11-11

S65 Uniform Investment Adviser Law Examination

2003-08-13
S63 Uniform Securities Agent State Law Examination

1994-11-11

Other Names

James Floyd Wilson

View on SEC IAPD