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Joel Richard Stevens

Alliancebernstein L.P.

Tampa, FL

Tampa, FL

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
TX RA APPROVED_RES 2018-01-12
DC RA APPROVED 2003-01-21
FL RA APPROVED 2002-05-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2018-01-12
  • DC RA
    APPROVED
    Since 2003-01-21
  • FL RA
    APPROVED
    Since 2002-05-10

Branch Locations

Tampa, FL • United States

101 East Kennedy Blvd Suite 3200, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 11/2000 Present
Alliance Capital Management Lp New York NY 10/2000 Present
  • 11/2000 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 10/2000 → Present
    Alliance Capital Management Lp
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-13
S63 Uniform Securities Agent State Law Examination 1994-12-07
  • S65 Uniform Investment Adviser Law Examination
    1996-09-13
  • S63 Uniform Securities Agent State Law Examination
    1994-12-07
Other Names
  • Joel Richard Stevens
  • Joel Richard Stevens

View on SEC IAPD

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