Daniel Jack Jacoby

Current Employers

Employment History

• 02/2009 → Present
  Lpl Financial Llc
  Beachwood, OH
• 08/2010 → Present
  Stratos Wealth Partners, Ltd
  Beachwood, OH
• 11/2016 → 01/2021
  Stratos Investment Management, Llc
  Beachwood, OH

Previous Registrations

• 2008-10-01 → 2009-03-04
  J.P. Morgan Securities Llc
  Cleveland, OH
• 2007-10-26 → 2008-10-01
  J.P. Morgan Securities Inc.
  Cleveland, OH

Other Businesses

(1) 02/20/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (2) 08/05/2009: Stratos Wealth Partners, Ltd. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 01/18/2011: Stratos Wealth Partners, Ltd - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% TIME SPENT - licensed agent conducting the sale and servicing of fixed insurance products, including fixed annuities, term, universal, whole life, long term care, disability, and health and dental insurances. (4) 12/22/2016: Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in December 2009. I expect to spend approximately 100% of my time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 12/22/2016: Stratos Wealth Partners Ltd - DBA: (Hybrid) Executive Benefit Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start 12/12/2016 - 20 Hours Per Month During Securities Trading. (6) 6/19/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading. (7) 10/19/2021 - No Business Name - Investment Related - Beachwood OH 44122 - Real Estate Rental - Started 10/13/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Renting this house to a tenant as a short term rental. (8) 11/12/2021 - Jacoby Vault Advisors - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 1 Hour Per Month During Securities Trading. (9) 04/26/2023 - Vault Asset Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 04/17/2023 - 150 Hours Per Month/8 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-10-24
• S65 Uniform Investment Adviser Law Examination
  1996-01-19
• S63 Uniform Securities Agent State Law Examination
  1995-04-28

Other Names

• Zev Daniel Jacoby
• Dan Jacoby