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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-10 |
Branch Locations
2185 N California Blvd Suite 575, Walnut Creek, CA 94596 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 06/2006 | 06/2020 |
| Bank Of America, N.A. | Walnut Creek | CA | 05/2011 | 06/2020 |
| Sanctuary Wealth | Walnut Creek | CA | 06/2020 | Present |
1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHRISTIANSEN FAMILY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3901 CLAYTON RD #37, CONCORD, CALIFORNIA 94521 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/16/11 NUMBER OF HOURS DEVOTED: 1375 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I BOUGHT A CONDO THAT I LEASE OUT 2) For profit or not for profit: Profit Name of outside business organization: Muirwood Private Wealth Investment related: Yes Address of business: Walnut Creek, California 94526 Nature of business: DBA (LLC, L.P., S-Corp, etc.?) Position, title, association: Owner/Co-owner Start date of relationship: June 2020 Number of hours devoted: _hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Business name under which operations are conducted and presented to the public 3? DE LA SALLE HIGH SCHOOL POSITION: Board Member NATURE: A Lasallian/Catholic Education based all boys High School INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2026 ADDRESS: 1130 Winton Dr, Concord CA 94518, United States DESCRIPTION: Member, Board of Trustees-Governance. 3 yr commitment with the opportunity to extend another 3.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-08 |
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