James Stephen Lee

Current Employers

Jfs Wealth Advisors, Llc

1479 N. Hermitage Rd., Hermitage, PA 16148 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2013-01-14
TX	RA	APPROVED	2013-01-14

PA RA
APPROVED

Since 2013-01-14
TX RA
APPROVED

Since 2013-01-14

Branch Locations

Six Ppg Place Suite 1250, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jfs Wealth Advisors, Llc	Pittsburgh	PA	01/2013	09/2016
Jfs Wealth Advisors, Llc	Pittsburgh	PA	09/2016	07/2022
Jfs Wealth Advisors, Llc	Pittsburgh	PA	07/2022	Present

01/2013 → 09/2016

Jfs Wealth Advisors, Llc

Pittsburgh, PA
09/2016 → 07/2022

Jfs Wealth Advisors, Llc

Pittsburgh, PA
07/2022 → Present

Jfs Wealth Advisors, Llc

Pittsburgh, PA

Previous Registrations

1996-04-29 → 2013-01-14

H.L. Zeve Associates, Inc.

Pittsburgh, PA

Other Businesses

2 HRS/MONTH NOT DURING TRADING HOURS, DUTIES OR PAYING BILLS, MAINTAIN BOOKS. PARTNER IN LEE-MORTENS PARTNERSHIP, OWNS RENTED PROPERTY IN GULF SHORES, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-20
S63	Uniform Securities Agent State Law Examination	1994-09-30

S65 Uniform Investment Adviser Law Examination

1995-01-20
S63 Uniform Securities Agent State Law Examination

1994-09-30

View on SEC IAPD