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Steven C Tai

Sct Wealth Management, LLC

Scottsdale, AZ

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Current Employers
Sct Wealth Management, Llc

Scottsdale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-10-26
  • AZ RA
    APPROVED
    Since 2017-10-26

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lexington Avenue Capital Management Scottsdale AZ 10/2013 09/2017
Sct Wealth Management, Llc Scottsdale AZ 10/2017 Present
  • 10/2013 → 09/2017
    Lexington Avenue Capital Management
    Scottsdale, AZ
  • 10/2017 → Present
    Sct Wealth Management, Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-03
  • S65 Uniform Investment Adviser Law Examination
    2013-07-03
Other Names
  • Steven C Tai
  • Steven C Tai

View on SEC IAPD

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