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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| CA | RA | APPROVED | 2009-10-05 |
Branch Locations
1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States
Fremont, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Francisco | CA | 10/2009 | 03/2022 |
| Ameriprise Financial Services, Inc. | Redwood Shores | CA | 10/2009 | 03/2022 |
| Ameriprise Financial Services, Llc | Walnut Creek | CA | 03/2022 | Present |
Board of Directors; Holy Spirit CYO Board; Cross Country & Track and Field Director; 37588 Fremont Blvd, , Fremont, CA, 94536; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Holy Spirit School Board; will be part of Finance Committee which overseas/reviews Finances for School; 3930 Parish Ave, Fremont CA 94536, ,; Investment-Related; 10/17/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-22 |
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