Jerome S Klein

Current Employers

Employment History

• 02/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2011 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Other Businesses

I*18719 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WEALTH ADVISORY E.A. INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90067 NATURE OF BUSINESS: OTHER,EXPENSE ACCOUNT FOR ML BUSINESS POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GENERAL PARTNER 2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WAS PARTNERSHIP I INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90067 POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 12/12/2000 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACCOUNT TO DO PRIVATE INVESTMENTS FOR THE PARTNERS ON THE FA TEAM STATUS: APPRVD I*103170 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FX ESCAPE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90272 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/13/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ZERO RESPONSIBILITIES. THIS IS MY WIFE'S BUSINESS. THE BUSINESS PROVIDES ENTERTAINMENT FOR RECREATIONAL GROUPS (INDIVIDUALS) IN ONE HOUR INCREMENTS. PARTICIPANTS ARE PLACED IN A PHYSICAL ROOM AND NEED TO SOLVE A SUCCESSION OF PUZZLES (TASKS). I*57751 For profit or not for profit: For-Profit Organization Name of outside business organization: WAS Partnership I Investment related: Y Address of business: Los Angeles, California 90067 Nature of business: General Partnership, Position, title, association: General Partner, Start date of relationship: 12/12/2000 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Account to do private investments for the Partners on the FA team

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-06
• S63 Uniform Securities Agent State Law Examination
  1994-12-02

Other Names

• Jerry Klein
• Jerome Stephen Klein