Yves-marc Courtines

Current Employers

Boundless Advice Llc

Manhattan Beach, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-13
CA	RA	APPROVED	2017-12-08

TX RA
APPROVED_RES

Since 2020-03-13
CA RA
APPROVED

Since 2017-12-08

Branch Locations

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Boundless Advice Llc	Manhattan Beach	CA	10/2017	Present
Boundless Advice Llc	Manhattan Beach	CA	04/2016	10/2017

10/2017 → Present

Boundless Advice Llc

Manhattan Beach, CA
04/2016 → 10/2017

Boundless Advice Llc

Manhattan Beach, CA

Previous Registrations

2011-04-21 → 2013-06-20

Roth Capital Partners, Llc

Newport Beach, CA

Other Businesses

Since 2016, Yves-Marc Courtines is a member and Chair of the Advisory Council of CFA Society Los Angeles' Wealth Management Excellence Summits, a continuing education endeavor for wealth management practitioners within the local CFA Society. Investment Related. Approximately 8 hours per month / 2 hours per month during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-18
S63	Uniform Securities Agent State Law Examination	1997-12-23

S66 Uniform Combined State Law Examination

2011-04-18
S63 Uniform Securities Agent State Law Examination

1997-12-23

Designations

Other Names

Yves-Marc Courtines
Yves-Marc Courtines

View on SEC IAPD