Carey Stuart Roebuck

Current Employers

Carey S. Roebuck Financial Services, Llc

Brewster, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-11-30
TX	RA	APPROVED	2015-08-25

MA RA
APPROVED

Since 2022-11-30
TX RA
APPROVED

Since 2015-08-25

Branch Locations

Brewster, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Carey S. Roebuck Financial Services, Llc	Austin	TX	05/2015	Present

05/2015 → Present

Carey S. Roebuck Financial Services, Llc

Austin, TX

Previous Registrations

2013-04-10 → 2015-07-02

Isc Advisors, Inc.

Dallas, TX

Austin, TX
2008-01-09 → 2013-12-31

Institutional Securities Corporation

Dallas, TX

Dallas, TX

Austin, TX

Austin, TX

Other Businesses

SOLICTOR, SHADOWRIDGE ASSET MANAGEMENT, LLC, STATE OF TEXAS, START DATE 8/27/2015, INVESTMENT RELATED, LESS THAN 40 HOURS A MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-07
S63	Uniform Securities Agent State Law Examination	1994-10-07

S66 Uniform Combined State Law Examination

2008-01-07
S63 Uniform Securities Agent State Law Examination

1994-10-07

Other Names

Roebuck Stuart Carey

View on SEC IAPD